Regulatory Information
We ensure highest standards of Regulatory Compliance!
At Prisha Wealth Management Private Limited, we adhere to the highest standards of regulatory compliance to ensure the protection of our clients’ interests with the utmost integrity. As a regulated entity, we comply with all applicable laws, rules, and guidelines set forth by the relevant regulatory authorities. This page provides essential details regarding our regulatory obligations, licenses, and governing bodies.
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Audit Reports
Complaints Data
Complaints Data_Sep 2024
October 04, 2025
Complaints Data_Oct 2024
November 04, 2024
Complaints Data_Nov 2024
December 03, 2024
Complaints Data_Dec 2024
January 03, 2025
Complaints Data_Jan 2025
February 04, 2025
Complaints Data_Feb 2025
March 02, 2025
Complaints Data_Mar 2025
April 01, 2025
Grievance Redressal & Escalation Matrix
Investor Charter
Lodging of Complaints
Most Important Terms & Conditions
Most Important Terms & Conditions (MITC)
March 05, 2025